Chief Compliance Officer and Comptroller
214.888.3247 |
Ismael, known to his friends as Izzy, is the current Chief Compliance Officer and Comptroller responsible for ensuring regulatory and fiscal compliance at The McGowanGroup. Ismael has over 15 years of financial services experience with the bulk of that being involved with Broker Dealer compliance, Registered Investment Adviser compliance and sales supervision. Prior to joining McGowan, he was a Vice President/Central Supervision Principal in the Central Business Review Unit of Merrill Lynch responsible for monitoring and supervising the trading and risk management of the Greater Dallas complex.